_______________________________
On
the Genealogy of Morals
A Polemical Tract
by
Friedrich Nietzsche
[This document, which has
been prepared by Ian
Johnston of Vancouver Island University, Nanaimo, BC, is in the
public domain and may be used by anyone, in whole or in part, without permission
and without charge, provided the source is acknowledged, except for publication
in commercial book form. For copyright information see Copyright. Editorial comments and translations in
square brackets and italics are by Ian Johnston, as are the end notes; comments
in normal brackets are from Nietzsche's text.
Last revised January 2009]
[Table of Contents for Genealogy of Morals]
Second
Essay
Guilt, Bad Conscience, and Related Matters
1
To
breed an animal that is entitled to make promises—is that not precisely
the paradoxical task nature has set itself where human beings are concerned?
Isn’t that the real problem of human beings? . . . The fact that this
problem has to a great extent been solved must seem all the more astonishing to
a person who knows how to appreciate fully the power which works against this
promise-making, namely forgetfulness. Forgetfulness is not merely a vis
interiae [a force of inertia], as superficial people think. Is it
much rather an active capability to repress, something positive in the strongest
sense, to which we can ascribe the fact that while we are digesting what we
alone live through and experience and absorb into ourselves (we could call the
process mental ingestion [Einverseelung]), we are conscious of what is
going on as little as we are with
the entire thousand-fold process which our bodily nourishment goes through
(so-called physical ingestion [Einverleibung]). The doors and windows of
consciousness are shut temporarily; they remain undisturbed by the noise and
struggle with which the underworld of our functional organs keeps working for
and against one another; a little stillness, a little tabula rasa [blank
slate] of the consciousness, so that there will again be room for something
new, above all, for the nobler functions and officials, for ruling, thinking
ahead, determining what to do (for our organism is arranged as an
oligarchy)—that is, as I said, the use of active forgetfulness, a porter at
the door, so to speak, a custodian of psychic order, quiet, etiquette.
From that we can see at once how, if forgetfulness were not present,
there could be no happiness, no cheerfulness, no hoping, no pride, no present.
The man in whom this repression apparatus is harmed and not working properly we
can compare to a dyspeptic (and not just compare)—he is “finished” with
nothing. . . . Now, this particular animal, which is necessarily forgetful, in
which forgetfulness is present as a force, as a form of strong health,
has had an opposing capability bred into it, a memory, with the help of which,
in certain cases, forgetfulness will cease to function—that is, for those
cases where promises are to be made. This is in no way a merely passive
inability ever to be rid of an impression once it has been etched into the mind,
nor is it merely indigestion over a word one has pledged at a particular time
and which one can no longer be over and done with. No, it’s an active wish
not to be free of the matter again, an ongoing and continuing desire for what
one willed at a particular time, a real memory of one’s will, so that
between the original “I will,” “I will do,” and the actual discharge of
the will, its action, a world of strange new things,
circumstances, even acts of the will can be interposed without a second thought
and not break this long chain of the will. But how much all that presupposes! In
order to organize the future in this manner, human beings must have first
learned to separate necessary events from chance events, to think in terms of
cause and effect, to see distant events as if they were present, to anticipate
them, to set goals and the means to reach them with certainty, to develop a
capability for figures and calculations in general—and for that to occur, a
human being must necessarily have first himself become something one
could predict, something bound by regular rules, even in the way he imagined
himself to himself, so that finally he is able to act like someone who makes
promises—he can make himself into a pledge for the future!
2
Precisely
that development is the long history of the origin of responsibility.
That task of breeding an animal which is permitted to make promises contains
within it, as we have already grasped, as a condition and prerequisite, the more
precise task of first making a human being necessarily uniform to some
extent, one among others like him, regular and consequently predictable. The
immense task involved in this, what I have called the “morality of custom”
(cf. Daybreak 9, 14, 16)—the essential work of a man on his own self in
the longest-lasting age of the human race, his entire prehistorical work,
derives its meaning, its grand justification, from the following point, no
matter how much hardship, tyranny, monotony, and idiocy it also manifested: with
the help of the morality of custom and the social strait jacket, the human being
was made truly predictable. Let’s position ourselves, by contrast, at
the end of this immense process, in the place where the tree at last yields its
fruit, where society and the morality of custom finally bring to light the
end for which they were simply the means: then we find, as the ripest fruit
on that tree, the sovereign individual, something which resembles only
itself, which has broken loose again from the morality of custom, the autonomous
individual beyond morality (for “autonomous” and “moral” are mutually
exclusive terms), in short, the human being who possesses his own independent
and enduring will, who is entitled to make promises—and in him a
consciousness quivering in every muscle, proud of what has finally been
achieved and has become a living embodiment in him, a real consciousness of
power and freedom, a feeling of completion for human beings generally. This man
who has become free, who really is entitled to make promises, this master
of free will, this sovereign—how is he not to realize the superiority
he enjoys over everything which is not permitted to make a promise and make
pledges on its own behalf, knowing how much trust, how much fear, and how much
respect he creates—he “is worthy” of all three—and how, with this
mastery over himself, he has necessarily been given in addition mastery over his
circumstances, over nature, and over all less reliable creatures with a shorter
will? The “free” man, the owner of an enduring unbreakable will, by
possessing this, also acquires his own standard of value: he looks out
from himself at others and confers respect or contempt. And just as it will be
necessary for him to honour those like him, the strong and dependable (who are
entitled to make promises)—in other words, everyone who makes promises
like a sovereign, seriously, rarely, and slowly, who is sparing with his trust,
who honours another when he does trust, who gives his word as something
reliable, because he knows he is strong enough to remain upright even when
opposed by misfortune, even when “opposed by fate”—in just the same way it
will be necessary for him to keep his foot ready to kick the scrawny unreliable
men, who make promises without being entitled to, and to hold his cane ready for
the liar, who breaks his word in the very moment it comes out of his mouth. The
proud knowledge of the extraordinary privilege of responsibility, the
consciousness of this rare freedom, of this power over oneself and destiny, has
become internalized into the deepest parts of him and grown instinctual, has
become an instinct, a dominating instinct:—what will he call it, this
dominating instinct, assuming that he finds he needs a word for it? There’s no
doubt: the sovereign man calls this instinct his conscience.
3
His
conscience? . . . To begin with, we can conjecture that the idea
“conscience,” which we are encountering here in its highest, almost
perplexing form, has a long history and changing developmental process behind it
already. To be entitled to pledge one’s word, and to do it with pride, and
also to be permitted to say “Yes” to oneself—that is a ripe fruit,
as I have mentioned, but it is also a late fruit:—for what a long
stretch of time this fruit must have hung tart and sour on the tree! And for an
even much longer time it was impossible to see any such fruit—no one could
have promised it would appear, even if everything about the tree was certainly
getting ready for it and growing in that very direction!—“How does one
create a memory for the human animal? How does one stamp something like that
into this partly dull, partly flickering, momentary understanding, this living
embodiment of forgetfulness, so that it stays current?” . . .
This ancient problem, as you can imagine, was not resolved right away
with tender answers and methods. Indeed, there is perhaps nothing more fearful
and more terrible in the entire prehistory of human beings than the technique
for developing his memory. “We burn something in so that it remains in the
memory. Only something which never ceases to cause pain remains in the
memory”—that is a leading principle of the most ancient (unfortunately also
the longest) psychology on earth. We might even say that everywhere on earth
nowadays where there is still solemnity, seriousness, mystery, and gloomy
colours in the lives of men and people, something of that terror continues
its work, the fear with which in earlier times everywhere on earth people
made promises, pledged their word, made a vow. The past, the longest,
deepest, most severe past, breathes on us and surfaces in us when we become
“solemn.” When the human being considered it necessary to make a memory for
himself, it never happened without blood, martyrs, and sacrifices, the most
terrible sacrifices and pledges (among them the sacrifice of the first born),
the most repulsive self-mutilations (for example, castration), the cruellest
forms of ritual in all the religious cults (and all religions are in their
deepest foundations systems of cruelty)—all that originates in that instinct
which discovered in pain the most powerful means of helping to develop the
memory. In a certain sense all asceticism belongs here: a couple of ideas are to
be made indissoluble, omnipresent, unforgettable, “fixed,” in order to
hypnotize the entire nervous and intellectual system through these “fixed
ideas”—and the ascetic procedures and forms of life are the means whereby
these ideas are freed from jostling around with all the other ideas, in order to
make them “unforgettable.” The worse humanity’s “memory” was, the more
terrible its customs have always appeared. The harshness of the laws of
punishment, in particular, provide a standard for measuring how much trouble
people went to in order to triumph over forgetfulness and to maintain a present
awareness of a few primitive demands of social living together for this
slave of momentary feelings and desires. We Germans certainly do not think of
ourselves as an especially cruel and hard-hearted people, even less as
particularly careless people who live only in the present. But just take a look
at our old penal code in order to understand how much trouble it takes on this
earth to breed a “People of Thinkers” (by that I mean the European
people among whom today we still find a maximum of trust, seriousness,
tastelessness, and practicality, and who, with these characteristics, have a
right to breed all sorts of European mandarins). These Germans have used
terrible means to make themselves a memory in order to attain mastery over their
vulgar basic instincts and their brutal crudity: think of the old German
punishments, for example, stoning (—the legend even lets the mill stone fall
on the head of the guilty person), breaking on the wheel (the most
characteristic invention and specialty of the German genius in the realm of
punishment!), impaling on a stake, ripping people apart or stamping them to
death with horses (“quartering”), boiling the criminal in oil or wine (still
done in the fourteenth and fifteenth centuries), the well-loved practice of
flaying (“cutting flesh off in strips”), carving flesh out of the chest, and
probably covering the offender with honey and leaving him to the flies in the
burning sun. With the help of such images and procedures people finally retained
five or six “I will not’s” in the memory, and, so far as these precepts
were concerned, they gave their word in order to live with the advantages
of society—and it’s true! With the assistance of this sort of memory people
finally came to “reason”!—Ah, reason, seriousness, mastery over emotions,
this whole gloomy business called reflection, all these privileges and
showpieces of human beings: how expensive they were! How much blood and horror
is at the bottom of all “good things”! . . .
4
But
then how did that other “gloomy business,” the consciousness of guilt, the
whole “bad conscience” come into the world?—And with this we turn back to
our genealogists of morality. I’ll say it once more—or have I not said
anything about it yet?—they are useless. With their own merely “modern”
experience extending through only a brief period [fünf Spannen lange],
with no knowledge of and no desire to know the past, even less a historical
instinct, a “second sight”— something necessary at this very point—they
nonetheless pursue the history of morality. That must justifiably produce
results which have a less than tenuous relationship to the truth. Have these
genealogists of morality up to now allowed themselves to dream, even remotely,
that, for instance, that major moral principle “guilt” [Schuld]
derived its origin from the very materialistic idea “debt” [Schulden]?
Or that punishment developed as a repayment, completely without reference
to any assumption about freedom or lack of freedom of the will?—and did so, by
contrast, to the point where it always first required a high degree of
human development so that the animal “man” began to make those much more
primitive distinctions between “intentional,” “negligent,”
“accidental,” “responsible,” and their opposites and bring them to bear
when meting out punishment? That idea, nowadays so trite, apparently so natural,
so unavoidable, which has even had to serve as the explanation how the feeling
of justice in general came into existence on earth, “The criminal deserves
punishment because he could have acted otherwise,” this idea is, in
fact, an extremely late achievement, indeed, a sophisticated form of human
judgment and decision making. Anyone who moves this idea back to the beginnings
is sticking his coarse fingers inappropriately into the psychology of older
humanity. For the most extensive period of human history, punishment was
certainly not meted out because people held the instigator of evil
responsible for his actions, and thus it was not assumed that only the
guilty party should be punished:—it was much more as it still is now when
parents punish their children out of anger over some harm they have suffered,
anger vented on the perpetrator—but anger restrained and modified through the
idea that every injury has some equivalent and that compensation for it
could, in fact, be paid out, even if that is through the pain of the
perpetrator. Where did this primitive, deeply rooted, and perhaps by now
ineradicable idea derive its power, the idea of an equivalence between
punishment and pain? I have already given away the answer: in the contractual
relationship between creditor and debtor, which is, in general, as
ancient as the idea of “legal subject” and which, for its part, refers back
to the basic forms of buying, selling, bartering, trading, and exchanging goods.
5
It’s
true that recalling this contractual relationship arouses, as we might initially
expect from what I have observed above, all sorts of suspicion of and opposition
to older humanity, which established or allowed it. It’s at this particular
moment that people make promises. At this very point the pertinent issue
is to create a memory for the person who makes a promise, so that
precisely here, we can surmise, there will exist a place for harshness, cruelty,
and pain. In order to inspire trust in his promise to pay back, in order to give
his promise a guarantee of its seriousness and sanctity, in order to impress on
his own conscience the idea of paying back as a duty, an obligation, the debtor,
by virtue of a contract, pledges to the creditor, in the event that he does not
pay, something else that he still “owns,” something else over which he still
exercises power, for example, his body or his woman or his freedom or even his
life (or, under certain religious conditions, even his blessedness, the
salvation of his soul, finally even his peace in the grave, as was the case in
Egypt, where the dead body of the debtor even in the tomb found no peace from
the creditor—and among the Egyptians, in particular, such peace certainly
mattered). That means that the creditor could inflict all kinds of ignominy and
torture on the body of the debtor, for instance, slice off the body as much as
seemed appropriate for the size of the debt:—and this point of view early on
and everywhere gave rise to precise, sometimes horrific estimates going into the
smallest detail, legally established estimates about individual limbs and
body parts. I consider it already a step forward, as evidence of a freer
conception of the law, something which calculates more grandly, a more Roman
idea of justice, when Rome’s Twelve Tables of Laws decreed it was all the
same, no matter how much or how little the creditor cut off in such cases: “let
it not be thought a crime if they cut off more or less.”*
Let us clarify for ourselves the logic of this whole method of compensation—it
is weird enough. The equivalency is given in this way: instead of an advantage
making up directly for the harm (hence, instead of compensation in gold, land,
possessions of some sort or another), the creditor is given a kind of pleasure
as repayment and compensation—the pleasure of being allowed to discharge his
power on a powerless person without having to think about it, the delight in “de
fair le mal pour le plaisir de le faire” [doing wrong for the pleasure
of doing it], the enjoyment of violation. This enjoyment is more highly
prized the lower and baser the creditor stands in the social order, and it can
easily seem to him a delicious mouthful, in fact, a foretaste of a higher rank.
By means of the “punishment” of the debtor, the creditor participates in a right
belonging to the masters. Finally he also for once comes to the lofty
feeling of despising a being as someone “beneath him,” as someone he is
entitled to mistreat—or at least, in the event that the real force of
punishment, of executing punishment, has already been transferred to the
“authorities,” the feeling of seeing the debtor despised and
mistreated. The compensation thus consists of an order for and a right to
cruelty.
6
In
this area, that is, in the laws of obligation, the world of the moral
concepts “guilt,” “conscience,” “duty,” and “sanctity of
obligation” has its origin—its beginning, like the beginning of everything
great on earth, was watered thoroughly and for a long time with blood. And can
we not add that this world deep down has never again been completely free of a
certain smell of blood and torture—(not even with old Kant whose categorical
imperative stinks of cruelty)? In addition, here that weird knot linking the
ideas of “guilt and suffering,” which perhaps has become impossible to undo,
was first knit together. Let me pose the question once more: to what extent can
suffering be a compensation for “debts”? To the extent that making
someone suffer provides the highest degree of pleasure, to the extent that the
person hurt by the debt, in exchange for the injury as well as for the distress
caused by the injury, got an extraordinary offsetting pleasure: creating
suffering—a real celebration, something that, as I’ve said, was
valued all the more, the greater it contradicted the rank and social position of
the creditor. I have been speculating here, for it’s difficult to see through
to the foundations of such subterranean things, quite apart from the fact that
it’s embarrassing. And anyone who crudely throws into the middle of all this
the idea of “revenge” has buried and dimmed his insights rather than
illuminated them (—revenge itself, in fact, simply takes us back to the same
problem: “How can making someone suffer give us a feeling of
satisfaction?”). It seems to me that the delicacy and, even more, the
Tartufferie [hypocrisy] of tame house pets (I mean modern man, I mean us)
resist imagining with all our power how much cruelty contributes to the
great celebratory joy of older humanity, as, in fact, an ingredient mixed into
almost all their enjoyments and, from another perspective, how naive, how
innocent, their need for cruelty appears, how they fundamentally think of its
particular “disinterested malice” (or to use Spinoza’s words, the sympathia
malevolens [malevolent sympathy]) as a normal human
characteristic:—and hence as something to which their conscience says a
heartfelt Yes!* A more deeply penetrating eye
might still notice, even today, enough of this most ancient and most fundamental
celebratory human joy. In Beyond Good and Evil, 229 (even earlier in Daybreak,
18, 77, 113), I pointed a cautious finger at the constantly growing
spiritualization and “deification” of cruelty, which runs through the entire
history of higher culture (and, in a significant sense, even constitutes that
culture). In any case, it’s not so long ago that people wouldn’t think of an
aristocratic wedding and folk festival in the grandest style without executions,
tortures, or something like an auto-da-fé [burning at the stake], and
similarly no noble household lacked creatures on whom people could vent their
malice and cruel taunts without a second thought (—remember, for instance, Don
Quixote at the court of the duchess; today we read all of Don Quixote
with a bitter taste on the tongue; it’s almost an ordeal. In so doing, we
would become very foreign, very obscure to the author and his
contemporaries—they read it with a fully clear conscience as the most cheerful
of books. They almost died laughing at it). Watching suffering makes people feel
good; creating suffering makes them feel even better—that’s a harsh
principle, but an old, powerful, and human, all-too-human major principle,
which, by the way, even the apes might perhaps agree with as well. For people
say that, in thinking up bizarre cruelties, the apes already anticipate a great
many human actions and are, as it were, an “audition.” Without cruelty there
is no celebration: that’s what the oldest and longest human history teaches
us—and with punishment, too, there is so much celebration!
7
With
these ideas, by the way, I have no desire whatsoever to give our pessimists
grist for their discordant mills grating with weariness of life. On the
contrary, I want to state very clearly that in that period when human beings had
not yet become ashamed of their cruelty, life on earth was happier than it is
today, now that we have our pessimists. The darkening of heaven over men’s
heads has always increased alarmingly in proportion to the growth of human
beings’ shame before human beings. The tired, pessimistic look, the
mistrust of the riddle of life, the icy denial stemming from disgust with
life—these are not the signs of the wickedest eras of human beings.
It’s much more the case that they first come to light as the swamp plants they
are when the swamp to which they belong is there—I mean the sickly
mollycoddling and moralizing, thanks to which the animal “man” finally
learns to feel shame about all his instincts. On his way to becoming an
“angel” (not to use a harsher word here), man cultivated for himself that
upset stomach and that furry tongue which not only made the joy and innocence of
the animal repulsive but also made life itself distasteful:—so that now and
then he stands there before himself, holds his nose, and with Pope Innocent III
disapproves and makes a catalogue of his nastiness (“conceived in filth,
disgustingly nourished in his mother’s body, developed out of evil material
stuff, stinking horribly, a secretion of spit, urine, and excrement”).* Now,
when suffering always has to march out as the first among the arguments against
existence, as its most serious question mark, it’s good for us to remember the
times when people judged things the other way around, because they couldn’t do
without making people suffer and saw a first-class magic
in it, a really tempting enticement for living.
Perhaps, and let me say this as a consolation for the delicate, at that
time pain did not yet hurt as much as it does nowadays. That at least could be
the conclusion of a doctor who had treated a Negro (taking the latter as a
representative of prehistorical man) for a bad case of inner inflammation, which
drives the European, even one with the best constitution, almost to despair, but
which does not have the same effect on the Negro. (The graph of the human
sensitivity to pain seems in fact to sink down remarkably and almost immediately
after one has moved beyond the first ten thousand or ten million of the top
members of the higher culture. And I personally have no doubt that, in
comparison with one painful night of a single hysterical well-educated female,
the total suffering of all animals which up to now have been interrogated by the
knife in search of scientific answers is simply not worth considering). Perhaps
it is even permissible to concede the possibility that that pleasure in cruelty
does not really need to have died out. It would only require a certain
sublimation and subtlety, in proportion to the way pain hurts more nowadays; in
other words, it would have to appear translated into the imaginative and
spiritual and embellished with nothing but names so unobjectionable that they
arouse no suspicion in even the most delicate hypocritical conscience (“tragic
pity” is one such name; another is
“les nostalgies de la croix” [nostalgia for the cross]). What
truly enrages people about suffering is not the suffering itself, but the
meaninglessness of suffering. But neither for the Christian, who has interpreted
into suffering an entire secret machinery for salvation, nor for the naive men
of older times, who understood how to interpret all suffering in relation to the
spectator or to the person inflicting the suffering, was there generally any
such meaningless suffering. In order for the hidden, undiscovered,
unwitnessed suffering to be removed from the world and for people to be able to
deny it honestly, they were then almost compelled to invent gods and
intermediate beings at all levels, high and low—briefly put, something that
also roamed in hidden places, that also looked into the darkness, and that would
not readily permit an interesting painful spectacle to escape its attention. For
with the help of such inventions life then understood and has always understood
how to justify itself by a trick, how to justify its “evil.” Nowadays
perhaps it requires other helpful inventions for that purpose (for example, life
as riddle, life as a problem of knowledge). “Every evil a glimpse of which
edifies a god is justified”: that’s how the prehistorical logic of feeling
rang out—and was that really confined only to prehistory? The gods conceived
of as friends of cruel spectacle—O how widely this primitive idea still
rises up even within our European humanity! We might well seek advice from, say,
Calvin and Luther on this point. At any rate it is certain that even the Greeks
knew of no more acceptable snack to offer their gods to make them happy than the
joys of cruelty. With what sort of expression, do you think, did Homer allow his
gods to look down on the fates of men? What final sense was there basically in
the Trojan War and similar tragic terrors? We cannot entertain the slightest
doubts about this: they were intended as celebrations for the gods: and,
to the extent that the poet is in these matters more “godlike” than other
men, as festivals for the poets as well. . . . Later the Greek moral
philosophers in the same way imagined the eyes of god no differently, still
looking down on the moral struggles, on heroism and the self-mutilation of the
virtuous: the “Hercules of duty” was on a stage, and he knew he was there.
Without someone watching, virtue for this race of actors was something entirely
inconceivable. Surely such a daring and fateful philosophical invention, first
made for Europe at that time, the invention of the “free will,” of the
absolutely spontaneous nature of human beings in matters of good and evil, was
created above all to justify the idea that the interest of gods in men, in human
virtue, could never run out? On this earthly stage there was never to be
any lack of really new things, really unheard of suspense, complications,
catastrophes. A world conceived of as perfectly deterministic would have been
predictable to the gods and therefore also soon boring for them—reason enough
for these friends of the gods, the philosophers, not to ascribe such a
deterministic world to their gods! All of ancient humanity is full of sensitive
consideration for “the spectator,” for a truly public, truly visible world,
which did not know how to imagine happiness without dramatic performances and
festivals. And, as I have already said, in great punishment there is also
so much celebration!
8
To
resume the path of our enquiry, the feeling of guilt, of personal obligation
has, as we saw, its origin in the oldest and most primitive personal
relationship there is, in the relationship between seller and buyer, creditor
and debtor. Here for the first time one person moved up against another person,
here an individual measured himself against another individual. We have
found no civilization still at such a low level that something of this
relationship is not already perceptible. To set prices, to measure values, to
think up equivalencies, to exchange things—that preoccupied man’s very first
thinking to such a degree that in a certain sense it’s what thinking itself
is. Here the oldest form of astuteness was bred; here, too, we can assume are
the first beginnings of man’s pride, his feeling of pre-eminence in relation
to other animals. Perhaps our word “man” (manas) continues to express
directly something of this feeling of the self: the human being describes
himself as a being which assesses values, which values and measures, as the
“inherently calculating animal.” Selling and buying, together with their
psychological attributes, are even older than the beginnings of any form of
social organizations and groupings; out of the most rudimentary form of personal
legal rights the budding feeling of exchange, contract, guilt, law, duty, and
compensation was instead first transferred to the crudest and earliest
social structures (in their relationships with similar social structures), along
with the habit of comparing power with power, of measuring, of calculating. The
eye was now adjusted to this perspective, and with that awkward consistency
characteristic of thinking in more ancient human beings, hard to get started but
then inexorably moving forward in the same direction, people soon reached the
great generalization: “Each thing has its price, everything can be paid
off”—the oldest and most naive moral principle of justice, the
beginning of all “good nature,” all “fairness,” all “good will,” all
“objectivity” on earth. Justice at this first stage is good will among those
approximately equal in power to come to terms with each other, to “come to an
agreement” again with each other by compensation—and in relation to those
less powerful, to compel them to arrive at some settlement among
themselves.—
9
Always
measured by the standard of prehistory (a prehistory which, by the way, is
present at all times or is capable of returning), the community also stands in
relation to its members in that important basic relationship of the creditor to
his debtor. People live in a community. They enjoy the advantages of a community
(and what advantages they are! Nowadays we sometimes underestimate them); they
live protected, cared for, in peace and trust, without worries concerning
certain injuries and enmities from which the man outside the community,
the “man without peace,” is excluded—a German understands what
“misery” [Elend] or êlend [other country] originally
means—and how people pledged themselves to and entered into obligations with
the community bearing in mind precisely these injuries and enmities.
What will happen with an exception to this case? The community,
the defrauded creditor, will see that it gets paid as well as it can—on that
people can rely. The issue here is least of all the immediate damage which the
offender has caused. Setting this to one side, the lawbreaker [Verbrecher]
is above all a “breaker” [Brecher], a breaker of contracts and a
breaker of his word against the totality, with respect to all the good
features and advantages of the communal life in which, up to that point, he has
had a share. The lawbreaker is a debtor who does not merely not pay back the
benefits and advances given to him, but who even attacks his creditor. So from
this point on not only does he forfeit, as is reasonable, all these good things
and benefits—but he is also now reminded what these good things are all
about. The anger of the injured creditor, the community, gives him back
again to the wild outlawed condition, from which he was earlier protected. It
pushes him away from itself—and now every form of hostility can vent itself on
him. At this stage of cultural behaviour “punishment” is simply the copy,
the mimus, of the normal conduct towards the hated, disarmed enemy
who has been thrown down, who has forfeited not only all legal rights and
protection but also all mercy; hence it is a case of the rights of war and the
victory celebration of vae victis [woe to the conquered] in all
its ruthlessness and cruelty:—which accounts for the fact that war itself
(including the warlike cult of sacrifice) has given us all the forms in
which punishment has appeared in history.
10
As
it acquires more power, a community no longer considers the crimes of the single
individual so serious, because it no longer is entitled to consider him as
dangerous and unsettling for the existence of the totality as much as it did
before. The wrongdoer is no longer “outlawed” and thrown out, and the common
anger is no longer permitted to vent itself on him without restraint to the same
extent as earlier— instead the wrongdoer from now on is carefully protected by
the community against this anger, especially from that of the immediately
injured person, and is taken into protective custody. The compromise with the
anger of those particularly affected by the wrong doing, and thus the effort to
localize the case and to avert a wider or even a general participation and
unrest, the attempts to find equivalents and to settle the whole business (the compositio),
above all the desire, appearing with ever-increasing clarity, to consider every
crime as, in some sense or other, capable of being paid off, and thus, at
least to a certain extent, to separate the criminal and his crime from
each other—those are the characteristics stamped more and more clearly on the
further development of criminal law. If the power and the self-confidence of a
community keep growing, the criminal law also grows constantly milder. Every
weakening and deeper jeopardizing of the community brings its harsher forms of
criminal law to light once again. The “creditor” has always became
proportionally more humane as he has become richer. Finally the amount of
his wealth even becomes measured by how much damage he can sustain without
suffering from it. It would not be impossible to imagine a society with a consciousness
of its own power which allowed itself the most privileged luxury which it
can have—letting its criminals go without punishment. “Why should I
really bother about my parasites?” it could then say. “May they live and
prosper; for that I am still sufficiently strong!” . . . Justice, which
started with “Everything is capable of being paid for; everything must be paid
off” ends at that point, by shutting its eyes and letting the person incapable
of payment go free—it ends, as every good thing on earth ends, by doing
away with itself. This self-negation of justice: we know what a beautiful
name it calls itself—mercy. It goes without saying that mercy remains
the privilege of the most powerful man, or even better, his beyond the law.
11
A
critical comment here about a recently published attempt to find the origin of
justice in a completely different place—that is, in ressentiment. But first a
word in the ear of the psychologists, provided that they have any desire to
study ressentiment itself up close for once: this plant grows most beautifully
nowadays among anarchists and anti-Semites; in addition, it blooms, as it always
has, in hidden places, like the violet, although it has a different fragrance.*
And since like always has to emerge necessarily from like, it is not surprising
to see attempts coming forward again from just such circles, as they have
already done many times before—see above, Section 14 [First Essay]—to
sanctify revenge under the name of justice—as if justice were
basically only a further development of a feeling of being injured—and to
bring belated honour to reactive emotions generally, all of them, using the idea
of revenge. With this last point I personally take the least offence. It even
seems to me a service, so far as the entire biological problem is
concerned (in connection with which the worth of those emotions has been
underestimated up to now). The only thing I am calling attention to is the fact
that it is the very spirit of ressentiment out of which this new emphasis on
scientific fairness grows (which favours hate, envy, resentment, suspicion,
rancour, and revenge). This “scientific fairness,” that is, ceases
immediately and gives way to tones of mortal enmity and prejudice as soon as it
deals with another group of emotions which, it strikes me, have a much higher
biological worth than those reactive ones and which therefore have earned the
right to be scientifically assessed and respected first—namely, the
truly active emotions, like desire for mastery, acquisitiveness, and so
on (E. Dühring, The Value of Life: A Course in Philosophy, the whole
book really).* So much
against this tendency in general. But in connection with Dühring’s single
principle that we have to seek the homeland of justice in the land of the
reactive feeling, we must, for love of the truth, rudely turn this around by
setting out a different principle: the last territory to be conquered by
the spirit of justice is the land of the reactive emotions! If it is truly the
case that the just man remains just even towards someone who has injured him
(and not merely cold, moderate, strange, indifferent: being just is always a positive
attitude), if under the sudden attack of personal injury, ridicule, and
suspicion, the gaze of the lofty, clear objectivity of the just and judging
eye, as profound as it is benevolent, does not itself grow dark, well, that’s
a piece of perfection and the highest mastery on earth—even something that it
would be wise for people not to expect here; in any event, they should not believe
in it too easily. It’s certainly true that, on average, among the most just
people themselves even a small dose of hostility, malice, and insinuation is
enough to make them see red and chase fairness out of their eyes. The
active, aggressive, over-reaching human being is still placed a hundred steps
closer to justice than the reactive person. For him it is simply not necessary
in the slightest to estimate an object falsely and with bias, the way the
reactive man does and must do. Thus, as a matter of fact, at all times the
aggressive human being, as the stronger, braver, more noble man, has had on his
side a better conscience as well as a more independent eye; by
contrast, we can already guess who generally has the invention of “bad
conscience” on his conscience—the man of ressentiment! Finally, let’s look
around in history: up to now in what area has the whole implementation of law in
general as well as the essential need for law been at home on earth? Could it be
in the area of the reactive human beings? That is entirely wrong. It is much
more the case that it’s been at home with the active, strong, spontaneous, and
aggressive men. Historically considered, the law on earth—let me say this to
the annoyance of the above-mentioned agitator (who once even confessed about
himself “The doctrine of revenge runs through all my work and efforts as the
red thread of justice”)—represents that very struggle against the
reactive feelings, the war with them on the part of active and aggressive
powers, which have partly used up their strength to put a halt to or to restrain
the excess of reactive pathos and to compel some settlement with it. Wherever
justice is practised, wherever justice is upheld, we see a stronger power in
relation to a weaker power standing beneath it (whether with groups or
individuals), seeking ways to bring an end among the latter to the senseless
rage of ressentiment, partly by dragging the object of ressentiment out of the
hands of revenge, partly by setting in the place of revenge a battle against the
enemies of peace and order, partly by coming up with compensation, proposing it,
under certain circumstances making it compulsory, partly by establishing certain
equivalents for injuries as a norm, into which from now on ressentiment is
directed once and for all. The most decisive factor, however, which the highest
power carries out and sets in place against the superior numbers of the feelings
of hostility and animosity—something that power always does as soon as it is
somehow strong enough to do it—is to set up law, the imperative
explanation of those things which, in its own eyes, are generally considered
allowed and legal and things which are considered forbidden and illegal, while
after the establishment of the law, the authorities treat attacks and arbitrary
acts of individuals or entire groups as an outrage against the law, as rebellion
against the highest power itself, and they steer the feeling of those beneath
them away from the immediate damage caused by such outrages and thus, in the
long run, achieve the reverse of what all revenge desires, which sees only the
viewpoint of the injured party and considers only that valid. From now on, the
eye becomes trained to evaluate actions always impersonally, even the eye
of the harmed party itself (although this would be the very last thing to occur,
as I have remarked earlier).—Consequently, only with the setting up of the law
is there a “just” and “unjust” (and not, as Dühring will have
it, from the time of the injurious action). To talk of just and unjust in
themselves has no sense whatsoever; it’s obvious that in themselves
harming, oppressing, exploiting, destroying cannot be “unjust,” inasmuch as
life essentially works that way, that is, in its basic functions it
harms, oppresses, exploits, and destroys, and cannot be conceived at all without
this character. We have to acknowledge something even more disturbing: the fact
that from the highest biological standpoint, conditions of justice must always
be only exceptional conditions, partial restrictions on the basic will to
live, which is set on power; they are subordinate to the total purpose of this
will as individual means, that is, as means to create larger units of
power. A legal system conceived of as sovereign and universal, not as a means in
the struggle of power complexes, but as a means against all struggles in
general, something along the lines of Dühring’s communist cliché in which
each will must be considered as equal to every will, that would be a principle hostile
to life, a destroyer and dissolver of human beings, an assassination attempt
on the future of human beings, a sign of exhaustion, a secret path to
nothingness.—
12
Here
one more word concerning the origin and purpose of punishment—two problems
which are separate or should be separate. Unfortunately people normally throw
them together into one. How do the previous genealogists of morality deal with
this issue? Naively—the way they have always worked. They find some
“purpose” or other for punishment, for example, revenge or deterrence, then
in a simple way set this purpose at the beginning as the causa fiendi
[creative cause] of punishment and—they’re finished. The “purpose in
law,” however, is the very last idea we should use in the history of the
emergence of law. It is much rather the case that for all forms of history there
is no more important principle than that one which we reach with such difficulty
but which we also really should reach—namely that what causes a
particular thing to arise and the final utility of that thing, its actual use
and arrangement in a system of purposes, are separate toto coelo [by
all the heavens, i.e., absolutely] from each other, that something existing,
which has somehow come to its present state, will again and again be interpreted
by the higher power over it from a new perspective, appropriated in a new way,
reorganized for and redirected to new uses, that all events in the organic world
involve overpowering, acquiring mastery and that, in turn, all
overpowering and acquiring mastery involve a new interpretation, a readjustment,
in which the “sense” and “purpose” up to then must necessarily be
obscured or entirely erased. No matter how well we have understood the usefulness
of some physiological organ or other (or a legal institution, a social custom, a
political practice, some style in the arts or in a religious cult), we have
still not, in that process, grasped anything about its origin—no matter how
uncomfortable and unpleasant this may sound in elderly ears. From time
immemorial people have believed that in demonstrable purposes, in the usefulness
of a thing, a form, or an institution, they could also understand the reason it
came into existence—the eye as something made to see, the hand as something
made to grasp. So people also imagined punishment as invented to punish. But all
purposes, all uses, are only signs that a will to power has become master
over something with less power and has stamped on it its own meaning of some
function, and the entire history of a “thing,” an organ, a practice can by
this process be seen as a continuing chain of signs of constantly new
interpretations and adjustments, whose causes do not even need to be connected
to each other—in some circumstances they rather follow and take over from each
other by chance. Consequently, the “development” of a thing, a practice, or
an organ has nothing to do with its progressus [progress] towards a
single goal, even less is it the logical and shortest progressus reached
with the least expenditure of power and resources—but rather the sequence of
more or less profound, more or less mutually independent processes of
overpowering which take place on that thing, together with the resistance which
arises against that overpowering each time, the changes of form which have been
attempted for the purpose of defence and reaction, as well as the results of
successful counter-measures. Form is fluid; the “meaning,” however, is even
more so. . . . Even within each individual organism things are no different:
with every essential growth in the totality, the “meaning” of the individual
organ also shifts—in certain circumstances its partial destruction, a
reduction of its numbers (for example, through the obliteration of intermediate
structures) can be a sign of growing power and perfection. What I wanted to say
is this: the partial loss of utility, decline, and degeneration, the loss
of meaning, and purposiveness, in short, death, also belong to the conditions of
a real progressus [progress], which always appears in the form of a will
and a way to a greater power and always establishes itself at the expense
of a huge number of smaller powers. The size of a “step forward” can even be
estimated by a measure of everything that had to be sacrificed to it. The
humanity as mass sacrificed for the benefit of a single stronger species
of man— that would be a step forward . . . . I emphasize this major
point of view about historical methodology all the more since it basically runs
counter to the very instinct which presently rules and to contemporary taste,
which would rather still go along with the absolute contingency, even the
mechanical meaninglessness, of all events rather than with the theory of a will
to power playing itself out in everything that happens.
The democratic idiosyncrasy of being hostile to everything which rules
and wants to rule, the modern hatred of rulers [Misarchismus] (to
make up a bad word for a bad thing) has gradually transformed itself into and
dressed itself up as something spiritual, of the highest spirituality, to such
an extent that nowadays step by step it is already infiltrating the strictest,
apparently most objective scientific research, and is allowed to
infiltrate it. Indeed, it seems to me already to have attained mastery over all
of physiology and the understanding of life, to their detriment, as is obvious,
because it has conjured away from them their fundamental concept, that of real activity.
By contrast, under the pressure of this idiosyncrasy we push “adaptation”
into the foreground, that is, a second-order activity, a mere reactivity; in
fact, people have defined life itself as an always purposeful inner adaptation
to external circumstances (Herbert Spencer). But that simply misjudges the
essence of life, its will to power. That overlooks the first priority of
the spontaneous, aggressive, over-reaching, re-interpreting, re-directing, and
shaping powers, after whose effects the “adaptation” then follows. Thus, the
governing role of the highest functions in an organism itself, the ones in which
the will for living appear active and creative, are denied. People should
remember the criticism Huxley directed at Spencer for his “administrative
nihilism.” But the issue here concerns much more than
“administration.” . . .*
13
Returning
to the business at hand, that is, to punishment, we have to differentiate
between two aspects of it: first its relative duration, the way it is
carried out, the action, the “drama,” a certain strict sequence of
procedures and, on the other hand, its fluidity, the meaning, the
purpose, the expectation linked to the implementation of such procedures. In
this matter, we can here assume, without further comment, per analogium [by
analogy], in accordance with the major viewpoints about the historical
method we have just established, that the procedure itself will be somewhat
older and earlier than its use as a punishment, that the latter was only first injected
and interpreted into the procedure (which had been present for a long time but
was a custom with a different meaning), in short, that it was not what
our naive genealogists of morality and law up to now have assumed, who
collectively imagined that the procedure was invented for the purpose of
punishment, just as people earlier thought that the hand was invented for the
purpose of grasping. Now, so far as that other element in punishment is
concerned, the fluid element, its “meaning,” in a very late cultural state
(for example in contemporary Europe) the idea of “punishment” actually
presents not simply one meaning but a whole synthesis of “meanings.” The
history of punishment up to now, in general, the history of its use for
different purposes, finally crystallizes into a sort of unity, which is
difficult to untangle, difficult to analyze, and, it must be stressed, totally incapable
of definition. (Today it is impossible to say clearly why we really
punish; all ideas in which an entire process is semiotically summarized elude
definition. Only something which has no history is capable of being defined). At
an earlier stage, by contrast, that synthesis of “meanings” still appears
easier to untangle, as well as even easier to adjust. We can still see how in
every individual case the elements in the synthesis alter their valence and
rearrange themselves accordingly, so that soon this or that element steps
forward and dominates at the expense of the rest; indeed, under certain
circumstances one element (say, the purpose of deterrence) appears to rise above
all the other elements. In order to give at least an idea of how uncertain, how
belated, how accidental “the meaning” of punishment is and how one and the
same procedure can be used, interpreted, or adjusted for fundamentally different
purposes, let me offer here an example which presented itself to me on the basis
of relatively little random material: punishment as a way of rendering someone
harmless, as a prevention from further harm; punishment as compensation for the
damage to the person injured, in some form or other (also in the form of
emotional compensation); punishment as isolation of some upset to an even
balance in order to avert a wider outbreak of the disturbance; punishment as way
of inspiring fear of those who determine and carry out punishment; punishment as
a sort of compensation for the advantages which the law breaker has enjoyed up
until that time (for example, when he is made useful as a slave working in the
mines); punishment as a cutting out of a degenerate element (in some
circumstances an entire branch, as in Chinese law, and thus a means to keep the
race pure or to sustain a social type); punishment as festival, that is, as the
violation and humiliation of some enemy one has finally thrown down; punishment
as a way of making a conscience, whether for the man who suffers the
punishment— so- called “reform”—or whether for those who witness the
punishment being carried out; punishment as the payment of an honorarium, set as
a condition by those in power, which protects the wrong doer from the excesses
of revenge; punishment as a compromise with the natural condition of revenge,
insofar as the latter is still upheld and assumed as a privilege by powerful
families; punishment as a declaration of war and a war measure against an enemy
to peace, law, order, and authority, which people fight with the very measures
war makes available, as something dangerous to the community, as a breach of
contract with respect to its conditions, as a rebel, traitor, and breaker of the
peace.
14
Of
course, this list is not complete. Obviously punishment is overloaded with all
sorts of useful purposes, all the more reason why people can infer from it an alleged
utility, which, in the popular consciousness at least, is considered its most
essential one—faith in punishment, which nowadays for several reasons is
getting shaky, still finds its most powerful support in precisely that.
Punishment is supposed to be valuable in waking the feeling of guilt in
the guilty party. In punishment people are looking for the actual instrument for
that psychic reaction called “bad conscience,” “pangs of conscience.”
But in doing this, people are misappropriating reality and psychology, even for
today, and how much more for the longest history of man, his prehistory! Real
pangs of conscience are something extremely rare, especially among criminals and
prisoners. Prisons and penitentiaries are not breeding grounds in which
this species of gnawing worm particularly likes to thrive:—on that point all
conscientious observers agree, in many cases delivering such a judgment with
sufficient unwillingness, going against their own desires. In general,
punishment makes people hard and cold. It concentrates. It sharpens the feeling
of estrangement; it strengthens powers of resistance. If it comes about that
punishment shatters a man’s energy and brings on a wretched prostration and
self-abasement, such a consequence is surely even less pleasant than the typical
result of punishment, characteristically a dry, gloomy seriousness. However, if
we consider those thousands of years before the history of humanity,
without a second thought we can conclude that the very development of a feeling
of guilt was most powerfully hindered by punishment—at least with
respect to the victims onto whom this force of punishment was vented. For let us
not underestimate just how much the criminal is prevented by the very sight of
judicial and executive procedures themselves from sensing that his act, the
nature of his action, is something inherently reprehensible, for he sees
exactly the same kind of actions committed in the service of justice, then
applauded and practised in good conscience, like espionage, lying, bribery,
entrapment, the whole tricky and sly art of the police and prosecution, as it
manifests itself in the various kinds of punishment—the robbery, oppression,
abuse, imprisonment, torture, murder, all done, moreover, as a matter of
principle, without even any emotional involvement as an excuse— all these
actions are in no way rejected or condemned in themselves by his judges,
but only in particular respects when used for certain purposes. “Bad
conscience,” this most creepy and most interesting plant among our earthly
vegetation, did not grow in this soil—in fact, for the longest period
in the past nothing about dealing with a “guilty party” penetrated
the consciousness of judges or even those doing the punishing. By contrast, they
were dealing with someone who had caused harm, with an irresponsible piece of
fate. And even the man on whom punishment later fell, once again like a piece of
fate, experienced in that no “inner pain,” other than what might have come
from the sudden arrival of something unpredictable, a terrible natural event, a
falling, crushing boulder against which there is no way to fight any more.
15
At
one point Spinoza became aware of this issue in an incriminating way (something
which irritates his interpreters, like Kuno Fischer, who really go to great
lengths to misunderstand him on this matter), when one afternoon, he came up
against some memory or other (who knows what?) and pondered the question about
what, as far as he was concerned, was left of the celebrated morsus
conscientiae [the bite of conscience]—for him, the man who had expelled
good and evil into human fantasies and had irascibly defended the honour of his
“free” God against those blasphemers who claimed that in everything God
worked sub ratione boni [with good reason] (“but that means that God
would be subordinate to Fate, a claim which, in truth, would be the greatest of
all contradictions”). For Spinoza the world had gone back again into that
state of innocence in which it had existed before the invention of bad
conscience. So with that what, then, had become of the morsus conscientiae?
“The opposite of gaudium [joy],” Spinoza finally told himself “is
sorrow, accompanied by the image of something over and done with which happened
contrary to all expectation” (Ethics III, Proposition XVIII, Schol. I.
II). In a manner no different from Spinoza’s, those instigating evil
who incurred punishment have for thousands of years felt, so far as their
“crime” is concerned, “Something has unexpectedly gone awry here,” not
“I should not have done that”—they submitted to their punishment as people
submit to a sickness or some bad luck or death, with that brave fatalism free of
revolt which, for example, even today gives the Russians an advantage over us
westerners in coping with life. If back then there was some criticism of the
act, such criticism came from prudence: without question we must seek the
essential effect of punishment above all in an increase of prudence, in
an extension of memory, in a will to go to work from now on more carefully, more
mistrustfully, more secretly, with the awareness that we are in many things
definitely too weak, in a kind of improved ability to judge ourselves. In
general, what can be achieved through punishment, in human beings and animals,
is an increase in fear, a honing of prudence, control over desires. In the
process, punishment tames human beings, but it does not make them
“better”—people could with more justification assert the opposite.
(Popular wisdom says “Injury makes people prudent,” but to the extent that
it makes them prudent, it also makes them bad. Fortunately, often enough it
makes people stupid).
16
At
this point, I can no longer avoid setting out, in an initial, provisional
statement, my own hypothesis about the origin of “bad conscience.” It is not
easy to get people to attend to it, and it requires them to consider it at
length, to guard it, and to sleep on it. I consider bad conscience the profound
illness which human beings had to come down with under the pressure of that most
fundamental of all the changes which they ever experienced—that change when
they finally found themselves locked within the confines of society and peace.
Just like the things water animals must have gone though when they were forced
either to become land animals or to die off, so events must have played
themselves out with this half-beast so happily adapted to the wilderness, war,
wandering around, adventure—suddenly all its instincts were devalued and
“disengaged.” From this point on, these animals were to go on foot and
“carry themselves”; whereas previously they had been supported by the water.
A terrible heaviness weighed them down. In performing the simplest things they
felt ungainly. In dealing with this new unknown world, they no longer had their
old leaders, the ruling unconscious drives which guided them safely—these
unfortunate creatures were reduced to thinking, inferring, calculating, bringing
together cause and effect, reduced to their “consciousness,” their most
impoverished and error-prone organ! I believe that never on earth has there been
such a feeling of misery, such a leaden discomfort—while at the same time
those old instincts had not all of a sudden stopped imposing their demands! Only
it was difficult and seldom possible to do their bidding. For the most part,
they had to find new and, as it were, underground satisfactions for themselves.
All instincts which are not discharged to the outside are turned back inside—this
is what I call the internalization [Verinnerlichung] of man. From this
first grows in man what people later call his “soul.” The entire inner
world, originally as thin as if stretched between two layers of skin, expanded
and extended itself, acquired depth, width, and height, to the extent that what
a person discharged out into the world was obstructed. Those frightening
fortifications with which the organization of the state protected itself against
the old instincts for freedom—punishments belong above all to these
fortifications—brought it about that all those instincts of the wild, free,
roaming man turned themselves backwards, against man himself. Enmity,
cruelty, joy in pursuit, in attack, in change, in destruction—all those turned
themselves against the possessors of such instincts. That is the origin
of “bad conscience.” The man who, because of a lack of external enemies and
opposition, was forced into an oppressive narrowness and regularity of custom
impatiently tore himself apart, persecuted himself, gnawed away at himself, grew
upset, and did himself damage—this animal which scraped itself raw against the
bars of its cage, which people want to “tame,” this impoverished creature,
consumed with longing for the wild, which had to create out of its own self an
adventure, a torture chamber, an uncertain and dangerous wilderness—this fool,
this yearning and puzzled prisoner, became the inventor of “bad conscience.”
But with him was introduced the greatest and weirdest illness, from which
humanity up to the present time has not recovered, the suffering of man from
man, from himself, a consequence of the forcible separation from his
animal past, a leap and, so to speak, a fall into new situations and living
conditions, a declaration of war against the old instincts, on which, up to that
point, his power, joy, and ability to inspire fear had been based. Let us at
once add that, on the other hand, the fact that there was on earth an animal
soul turned against itself, taking sides against itself, meant there was
something so new, profound, unheard of, enigmatic, contradictory, and full of
the future, that with it the picture of the earth was fundamentally changed.
In fact, it required divine spectators to appreciate the dramatic performance
which then began and whose conclusion is by no means yet in sight—a spectacle
too fine, too wonderful, too paradoxical, to be allowed to play itself out
senselessly and unobserved on some ridiculous star or other! Since then man has
been included among the most unexpected and most thrillingly lucky rolls
of the dice in the game played by Heraclitus’ “great child,” whether
he’s called Zeus or chance.* For
himself he arouses a certain interest, a tension, a hope, almost a certainty, as
if something is announcing itself with him, something is preparing itself, as if
the human being were not the goal but only a way, an episode, a bridge, a great
promise . . .
17
Inherent
in this hypothesis about the origin of bad conscience is, firstly, the
assumption that the change was not gradual or voluntary and did not manifest
itself as an organic growth into new conditions, but as a break, a leap,
something forced, an irrefutable disaster, against which there was no struggle
nor even any ressentiment. Secondly, however, it assumes that the adaptation of
a populace hitherto unchecked and shapeless into a fixed form, just as it was
initiated by an act of violence, was carried to its conclusion by nothing but
acts of violence—that consequently the oldest “State” emerged as a
terrible tyranny, as an oppressive and inconsiderate machinery, and continued
working until such raw materials of people and half-animals finally were not
only thoroughly kneaded and submissive but also given a shape. I used the
word “State”: it is self-evident who is meant by that term—some pack of
blond predatory animals, a race of conquerors and masters, which, organized for
war and with the power to organize, without thinking about it, sets its
terrifying paws on a subordinate population which may perhaps be vast in numbers
but is still without any form, is still wandering about. That is, in fact, the
way the “State” begins on earth. I believe that fantasy has been done away
with which sees the beginning of the state in a “contract.” The man who can
command, who is by nature a “master,” who comes forward with violence in his
actions and gestures—what has he to do with making contracts! We do not
negotiate with such beings. They come like fate, without cause, reason,
consideration, or pretext. They are present as lightning is present, too
fearsome, too sudden, too convincing, too “different” even to become merely
hated. Their work is the instinctive creation of forms, the imposition of forms.
They are the most involuntary and most unconscious artists in existence:—where
they appear something new is soon present, a power structure which lives,
something in which the parts and functions are demarcated and coordinated, in
which there is, in general, no place for anything which does not first derive
its “meaning” from its relationship to the totality. These men, these born
organizers, have no idea what guilt, responsibility, and consideration are. In
them that fearsome egotism of the artist is in charge, which stares out like
bronze and knows how to justify itself for all time in the “work,” just as a
mother does in her child. They are not the ones in whom “bad
conscience” grew—that point is obvious from the outset. But this hateful
plant would not have grown without them. It would have failed if an
immense amount of freedom had not been driven from the world under the pressure
of their hammer blows, their artistic violence, or at least had not been driven
from sight and, as it were, made latent. This powerful instinct for
freedom, once made latent—we already understand how—this instinct for
freedom driven back, repressed, imprisoned inside, and finally still able to
discharge and direct itself only against itself—that and that alone is what bad
conscience is in its beginning.
18
We
need to be careful not to entertain a low opinion of this entire phenomenon
simply because it is from the start nasty and painful. In fact, it is basically
the same active force which is at work on a grander scale in those artists of
power and organizers and which builds states. Here it is inner, smaller, more
mean spirited, directing itself backwards, into “the labyrinth of the
breast,” to use Goethe’s words, and it creates bad conscience for itself and
builds negative ideals, just that instinct for freedom (to use my own
language, the will to power). Only the material on which the shaping and
violating nature of this force directs itself here is simply man himself, his
entire old animal self— and not, as in that greater and more striking
phenomenon, on another man or on other men. This furtive violation
of the self, this artistic cruelty, this pleasure in giving a shape to oneself
as a tough, resisting, suffering material, to burn into it a will, a critique, a
contradiction, a contempt, a denial, this weird and horribly pleasurable work of
a soul willingly divided against itself, which makes itself suffer for the
pleasure of creating suffering, all this active “bad conscience,” as
the essential womb of ideal and imaginative events, finally brought to light
—we have already guessed—also an abundance of strange new beauty and
affirmation and perhaps for the first time the idea of the beautiful in general.
. . . For what would be “beautiful,” if its opposite had not yet come to an
awareness of itself, if ugliness had not already said to itself, “I am
ugly”? At least, after this hint the paradox will be less puzzling, the extent
to which in contradictory ideas, like selflessness, self-denial, self-sacrifice,
an ideal can be indicated, something beautiful. And beyond that, one thing we do
know—I have no doubt about it—namely, the nature of the pleasure
which the selfless, self-denying, self-sacrificing person experiences from the
beginning: this pleasure belongs to cruelty. So much for the moment on the
origin of the “un-egoistic” as something of moral worth and on the
demarcation of the soil out of which this value has grown: only bad conscience,
only the will to abuse the self, provides the condition for the value of
the un-egoistic.
19
Bad
conscience is a sickness—there’s no doubt about that—but a sickness the
way pregnancy is a sickness. Let’s look for the conditions in which this
illness has arrived at its most terrible and most sublime peak:—in this way
we’ll see what really brought about its entry into the world at the start. But
that requires a lot of endurance—and we must first go back once more to an
earlier point of view. The relationship in civil law between the debtor and his
creditor, which I have reviewed extensively already, has been interpreted once
again in an extremely remarkable and dubious historical manner into a
relationship which we modern men are perhaps least capable of understanding,
namely, into the relationship between those people presently alive and
their ancestors. Within the original tribal cooperatives—we’re
talking about primeval times—the living generation always acknowledged a legal
obligation to the previous generations, and especially to the earliest one which
had founded the tribe (and this was in no way merely a sentimental obligation:
the latter is something we could even reasonably claim was, in general, absent
for the longest period of the human race). Here the reigning conviction is that
the tribe exists at all only because of the sacrifices and achievements
of its ancestors—and that people have to pay them back with sacrifices
and achievements. In this people
recognize a debt which keeps steadily growing because these ancestors in
their continuing existence as powerful spirits do not stop giving the tribe new
advantages and lending them their power. Do they do this gratuitously? But there
is no “gratuitously” for those raw and “spiritually destitute” ages.
What can people give back to them? Sacrifices (at first as nourishment
understood very crudely), festivals, chapels, signs of honour, above all,
obedience—for all customs, as work of one’s ancestors, are also their
statutes and commands. Do people ever give them enough? This suspicion remains
and grows. From time to time it forcefully requires a huge wholesale redemption,
something immense as a repayment to
the “creditor” (the notorious sacrifice of the first born, for example,
blood, human blood in any case). The fear of ancestors and their power,
the awareness of one’s debt to them, according to this kind of logic,
necessarily increases directly in proportion to the increase in the power of the
tribe itself, as the tribe finds itself constantly more victorious, more
independent, more honoured, and more feared. It’s not the other way around!
Every step towards the decline of the tribe, all conditions of misery, all
indications of degeneration, of approaching dissolution, rather lead to a
constant lessening of the fear of the spirit of its founder and give a
constantly smaller image of his wisdom, providence, and powerful presence. If we
think this crude form of logic through to its conclusion, then the ancestors of
the most powerful tribes must, because of the fantasy of increasing fear,
finally have grown into something immense and have been pushed back into the
darkness of a divine mystery, something beyond the powers of imagination, so
that finally the ancestor is necessarily transfigured into a god. Here
perhaps lies even the origin of the gods, thus an origin out of fear! . .
. And the man to whom it seems obligatory to add “But also out of piety”
could hardly claim to be right for the longest period of the human race, for his
primaeval age. Of course, he would be all the more correct for the middle
period, in which the noble tribes developed—those who in fact paid back to
their founders, their ancestors (heroes, gods), with interest, all the
characteristics which in the meantime had become manifest in themselves, the noble
qualities. Later we will have another look at the process by which the gods were
ennobled and exalted (which is naturally not at all the same thing as their
becoming “holy”). But now, for the moment, let’s follow the path of this
whole development of the consciousness of guilt to its conclusion.
20
As
history teaches us, the consciousness of being in debt to the gods did not in
any way come to an end after the downfall of the organization of the
“community” based on blood relationships. Just as humanity inherited the
ideas of “good and bad” from the nobility of the tribe (together with its
fundamental psychological tendency to set up orders of rank), in the same way
people also inherited, as well as the divinities of the tribe and of the
extended family, the pressure of as yet unpaid debts and the desire to be
relieved of them. (The transition is made with those numerous slave and
indentured populations which adapted themselves to the divine cults of their
masters, whether through compulsion or through obsequiousness and mimicry; from
them this inheritance then overflowed in all directions). The feeling of being
indebted to the gods did not stop growing for several thousands of years,
always, in fact, in direct proportion to the extent to which the idea of god and
the feeling for god grew on earth and were carried to the heights. (The entire
history of ethnic fighting, victory, reconciliation, mergers, everything which
comes before the final rank ordering of all the elements of a people in every
great racial synthesis, is mirrored in the tangled genealogies of its gods, in
the sagas of their fights, victories, and reconciliations. The progress towards
universal empires is always also the progress toward universal divinities. In
addition, despotism, with its overthrow of the independent nobility always
builds the way to some variety of monotheism). The arrival of the Christian god,
as the greatest [Maximal] god which has yet been reached, thus brought
about the maximum feeling of indebtedness on earth. Assuming that we have
gradually set out in the reverse direction, we can infer with no small
probability that, given the inexorable decline of faith in the Christian god,
even now there may already be a considerable decline in the human consciousness
of guilt. Indeed, we cannot dismiss the idea that the complete and final victory
of atheism could release humanity from this entire feeling of being indebted to
its origin, its causa prima [prime cause]. Atheism and a kind of second
innocence belong together.—
21
So
much for a brief and rough preface concerning the connection between the ideas
“guilt” and “obligation” with religious assumptions. Up to this point I
have deliberately set aside the actual moralizing of these ideas (the repression
of them into the conscience, or more precisely, the complex interaction of the bad
conscience with the idea of god). At the end of the previous section I even
talked as if there were no such thing as this moralizing and thus as if those
ideas were now necessarily coming to an end after the collapse of their
presuppositions, the faith in our “creditor,” in God. But to a terrifying
extent the facts indicate something different. The moralizing of the ideas of
debt and duty, with their repression into the bad conscience, actually
gave rise to the attempt to reverse the direction of the development I
have just described, or at least to bring its motion to a halt. Now, in a fit of
pessimism, the prospect of a final installment must once and for all be
denied; now, our gaze must bounce and ricochet back despairingly off an
iron impossibility, now those ideas of “debt” and “duty” must
turn back. But against whom? There can be no doubt: first of all
against the “debtor,” in whom from this point on bad conscience sets itself
firmly, gnaws away, spreads out, and, like a polyp, grows wide and deep to such
an extent that finally, with the impossibility of discharging the debt, people
also come up with the notion that it is impossible to remove the penance, the
idea that it cannot be paid off (“eternal punishment”):—finally
however, those ideas of “debt” and “duty” turn back even against the
“creditor.” People should, in this matter, now think about the causa
prima [first cause] of humanity, about the beginning of the human race,
about their ancestor who from now on is loaded down with a curse (“Adam,”
“original sin,” “no freedom of the will”) or about nature from whose
womb human beings arose and into which the principle of evil is now inserted
(“the demonizing of nature”) or about existence in general, which remains
something inherently without value (nihilistic
turning away from existence, longing for nothingness, or a desire for its
“opposite,” in an alternate state of being, Buddhism and things like
that)—until all of a sudden we confront the paradoxical and horrifying
expedient with which a martyred humanity found temporary relief, that stroke of
genius of Christianity: God sacrificing himself for the guilt of human
beings, God paying himself back with himself, God as the only one who can redeem
man from what for human beings has become impossible to redeem—the creditor
sacrificing himself for the debtor, out of love (can people believe
that?), out of love for his debtor! . . .
22
You
will already have guessed what really went on with all this and under
all this: that will to self-torment, that repressed cruelty of animal man pushed
inward and forced back into himself, imprisoned in the “state” to make him
tame, who invented bad conscience in order to lacerate himself, after the more
natural discharge of this will to inflict pain had been blocked—this man
of bad conscience seized upon religious assumptions to drive his self-torment to
its most horrifying hardship and ferocity. Guilt towards God: this idea
becomes his instrument of torture. In “God” he seizes on the ultimate
contrast he is capable of discovering to his real and indissoluble animal
instincts. He interprets these animal instincts themselves as a crime against
God (as enmity, rebellion, revolt against the “master,” the “father,”
the original ancestor and beginning of the world). He grows tense with the
contradiction of “God” and “devil.” He hurls from himself every “No”
which he says to himself, to nature, naturalness, the factual reality [Tatsächlichkeit]
of his being as a “Yes,” as something existing, as living, as real, as God,
as the blessedness of God, as God the Judge, as God the Hangman, as something
beyond him, as eternity, as perpetual torment, as hell, as punishment and guilt
beyond measure. In this spiritual cruelty there is a kind of insanity of the
will which simply has no equal: a man’s will finding him so guilty and
reprehensible that there is no atonement, his will to imagine himself
punished, but in such a way that the punishment could never be adequate for his
crime, his will to infect and poison the most fundamental basis of things
with the problem of punishment and guilt in order to cut himself off once and
for all from any exit out of this labyrinth of “fixed ideas,” his will
to erect an ideal—that of the “holy God”—in order to be tangibly certain
of his own absolute worthlessness when confronted with it. O this insane, sad
beast man! What ideas it has, what unnaturalness, what paroxysms of nonsense,
what bestiality of thought breaks from it as soon as it is prevented, if
only a little, from being a beast in deed! . . . All this is excessively
interesting, but there’s also a black, gloomy, unnerving sadness about it, so
that man must forcefully hold himself back from gazing too long into these
abysses. Here we have illness —
no doubt about that—the most terrifying illness that has raged in human beings
up to now:—and anyone who can still hear (but nowadays people no longer have
the ear for that!—) how in this night of torment and insanity the cry of love
has resounded, the cry of the most yearning delight, of redemption through love,
turns away, seized by an invincible horror. . . In human beings there is so much
that is terrible! . . . The world has already been a lunatic asylum for too
long!
23
These
remarks should be sufficient, once and for all, concerning the origin of the
“holy God.”—The fact that conceiving gods does not necessarily, in
itself, have to lead to this degraded imagination, that’s something we
could not excuse ourselves from recalling for a moment, the point that there are
more uplifting ways to use the invention of the gods than for this human
self-crucifixion and self-laceration, in which Europe in the last millennia has
become an expert—fortunately that’s something we can still infer with every
glance we cast at the Greek gods, these reflections of nobler men, more
rulers of themselves, in whom the animal in man felt himself deified and
did not tear himself apart, did not rage against himself! These
Greeks for the longest time used their gods for the very purpose of keeping that
“bad conscience” at a distance, in order to be permitted to continue
enjoying their psychic freedom. Hence, their understanding was the opposite of
how Christianity used its God. In this matter the Greeks went a very long way,
these splendid and lion-hearted Greeks, with their child-like minds. And no
lesser authority than that of Homer’s Zeus himself now and then lets them
understand that they are making things too easy for themselves. “It’s
strange,” he says at one point in relation to the case of Aegisthus, a very
bad case—
It’s strange how these mortal creatures complain about the gods!
Evil comes only from us,
they claim, but they themselves
Stupidly make themselves
miserable, even contrary to fate.*
But
at the same time we hear and see that even this Olympian spectator and judge is
far from being irritated and from thinking them evil because of this: “How foolish
they are,” he thinks in relation to the bad deeds of mortal men—and even the
Greeks of the strongest and bravest times conceded that much about
themselves—the “foolishness,” “stupidity,” a little “disturbance in
the head” were the basis for many bad and fateful things—foolishness, not
sin! Do you understand that? . . . But even this disturbance in the head was a
problem, “Indeed, how is this even possible? Where could this have really come
from in heads like the ones we have, we men of noble descent, happy,
successful, from the best society, noble, and virtuous?”—for hundreds of
years the aristocratic Greek posed this question to himself in relation to every
horror or outrage incomprehensible to him which had defiled one of his peers.
“Some god must have deluded him,” he finally said, shaking his head .
. . This solution is typical of the Greeks . . . In this way, the gods
then served to justify men to a certain extent, even in bad things. They served
as the origins of evil—at that time the gods took upon themselves, not
punishment, but, what is nobler, the guilt. . .
24
—I’ll
conclude with three question marks—that’s clear enough. You may perhaps ask
me, “Is an ideal actually being built up here or shattered?” . . . But have
you ever really asked yourself enough how high a price has been paid on earth
for the construction of every ideal? How much reality had to be
constantly vilified and misunderstood for that to happen, how many lies had to
be consecrated, how many consciences corrupted, how much “god” had to be
sacrificed every time? In order to enable a shrine to be built, a shrine must
be destroyed: that is the law—show me the case where it has not been
fulfilled! We modern men, we are the inheritors of thousands of years of
vivisection of the conscience and self-inflicted animal torture. That’s what
we have had the longest practice doing, that is perhaps our artistry; in any
case, it’s something we have refined, the corruption of our taste. For too
long man has looked at his natural inclinations with an “evil eye,” so that
finally in him they have become twinned with “bad conscience.” An attempt to
reverse this might, in itself, be possible—but who is strong enough for
it, that is, to link as siblings bad conscience and the unnatural inclinations,
all those aspirations for what lies beyond, those things which go against our
senses, against our instincts, against nature, against animals—in short, the
earlier ideals, all the ideals which are hostile to life, ideals of those who
vilify the world? To whom can we turn to today with such hopes and
demands? . . . In this we would have
precisely the good people against us, as well, of course, as the
comfortable, the complacent, the vain, the enthusiastic, the tired. . . .
But what is more deeply offensive, what cuts us off so fundamentally, as
letting them take some note of the severity and loftiness with which
we deal with ourselves? And, by contrast, how obliging, how friendly all
the world is in relation to us, as soon as we act as all the world does and
“let ourselves go” just like all the world! To attain the goal I’m talking
about requires a different sort of spirit from those which are likely to
exist at this particular time: spirits empowered by war and victory, for whom
conquest, adventure, danger, and even pain have become a need. That would
require getting acclimatized to keen, high air, winter wanderings, to ice and
mountains in every sense. That would require even a kind of sublime
maliciousness, an ultimate self-conscious wilfulness of knowledge, which comes
with great health. Simply and seriously put, that would require just this great
health! . . . Is this even possible today? . . . But at some time or other,
in a more powerful time than this mouldy, self-doubting present, he must
nonetheless come to us, the redeeming man of great love and contempt, the
creative spirit, constantly pushed again and again away from every sideline or
from the beyond by his own driving power, whose isolation is misunderstood by
people as if it were a flight from reality—whereas it is only his
immersion, burial, and absorption in reality, so that once he comes out
of it into the light again, he brings home the redemption of this
reality, its redemption from the curse which the previous ideal has laid upon
it. This man of the future, who will release us from that earlier ideal just as
much as from what had to grow from it, from the great loathing, from the
will to nothingness, from nihilism—that stroke of noon and of the great
decision which makes the will free once again, who gives back to the earth its
purpose and to the human being his hope, this anti-Christ and anti-nihilist,
this conqueror of God and of nothingness—at some point he must come . . .
25
But
what am I talking about here? Enough, enough! At this stage there’s only one
thing appropriate for me to do: keep quiet. Otherwise, I’ll make the mistake
of arrogating to myself something which only someone younger is free to do,
someone “more of the future,” someone more powerful than I am—something
which only Zarathustra is free to do, Zarathustra the Godless . .
. .*
Nietzsche
quotes the Latin: “si plus minusve secuerunt, ne fraude esto.” [Back
to Text]
Spinoza:
Baruch de Spinoza (1632-1677), important Dutch rationalist philosopher. [Back
to Text]
Pope
Innocent III:
(1161-1216), an important and powerful medieval Pope. [Back
to Text]
.
. . ressentiment: As mentioned above (in the First Essay), Nietzsche uses
this French word, which since his writing, and largely because of it, has
entered the English language as an important term in psychology: a short
definition is as follows: “deep-seated resentment, frustration, and hostility,
accompanied by a sense of being powerless to express these feelings directly”
(Merriam-Webster). Ressentiment is thus significantly different in
meaning from resentment. [Back
to Text]
E.
Dühring: (1833-1921), German philosopher and economist.
[Back
to Text]
Herbert
Spencer:
(1820-1903), English philosopher who advanced the idea of evolution as a
progressive process in society. Huxley: Thomas Huxley (1825-1895): a
major English champion of Darwin’s evolutionary ideas. [Back
to Text]
Heraclitus:
(c. 535-475 BC) an important pre-Socratic Greek philosopher. [Back
to Text]
Zeus
makes these remarks to the other Olympian gods at the start of Homer’s Odyssey.
Aegisthus seduced Clytaemnestra, and the two of them murdered Agamemnon,
her husband, as soon as he returned home from the Trojan War. The gods,
according to Homer, had warned him against these actions. [Back
to Text]
Zarathustra:
a name for the Persian prophet Zoroaster, which Nietzsche appropriates to
designate a spokesman for his own ideas. [Back
to Text]
[Table of Contents for Genealogy of Morals]
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